J.P. Morgan is a global leader in asset and wealth management with assets under supervision of $2.1 trillion and assets under management of $1.4 trillion. J.P. Morgan Private Bank has been helping the world’s wealthiest individuals, families, foundations, and endowments grow, manage, and sustain their wealth through personalized, comprehensive financial solutions for more than 160 years. J.P. Morgan is a global leader in asset and wealth management with assets under supervision of $2.1 trillion and assets under management of $1.4 trillion. With Private Bank advisors in 110 offices in 25 states and 20 countries, the Private Bank provides clients with a global perspective delivered through a local, dedicated team of specialists focused on fundamental wealth management disciplines, including investment management, wealth planning, philanthropy, credit and banking.
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As a Marketing Supervisory Manager within Asset & Wealth Management, you will provide informed, meaningful and constructive guidance on regulatory matters in the review and approval of marketing, advertising, social media and other internal and external communications. You will help ensure regulatory and the firm’s procedures are met and will be involved in the enhancement and on-going implementation of marketing review applications aimed at efficiency, accuracy and record retention. In this role you will have the opportunity to foster a deep partnership with the alternative investments team and the review of internal and external materials, including presentations for new launches, to help minimize exposure and risk to the firm as it seeks to build their business. You will have responsibilities across multiple lines of business and regions.Job responsibilitiesCollaborate with Compliance and Legal teams in order to help ensure adherence to SEC, FINRA and firm regulations and guidelinesAttend alternative investments team meetings to foster relationships and track product launches in the pipelineApply supervisory experience to consult/advise the business on marketing strategy and campaign development as applicableAssist in developing and delivering training to marketing team members, advising them of policy and regulatory guidelinesAssist with the review of content posted on the inter/intranet sites and work with the business to help ensure content is accurate and relevantAttend meetings with the Business, Controls, Legal, Media Relations, Tax Department, Government Relations and other stakeholders as neededAttend local Wealth Management Supervisor Manager and global Supervisory Manager calls as needed to help ensure understanding of pertinent changes to policy and the exchange of best practices. Develop and maintain effective relationships with areas across the Supervisory Organization.Attend live client calls and filmed webcasts to help ensure compliance with rules, regulations and policesWork with Technology partners and MRC team to help identify, communicate, and implement enhancements to the automated marketing review applicationSolicit feedback from clients and peers in an effort to improve overall Communications Review functionUndertake special supervisory-related projects as needed to assist in further strengthening the Capital Markets Solutions teamRequired qualifications, capabilities and skills10+ years consumer regulatory compliance, supervision, controls, risk or audit experienceMinimum licensing requirement: FINRA Series 7 and Series 24Strong attention to detailStrong background in alternative investments and marketing reviewFamiliarity with SEC and FINRA regulations on marketingFinancial services experience including a working knowledge of marketing and advertising practices and related operationsExcellent decision maker with ability to manage multiple tasksAbility to work in close partnership with colleagues in Compliance, Legal, Risk, Controls and the business as a team playerProven analytical skillsDemonstrated interpersonal, communication and resource management skillsProficiency in Microsoft Word, PowerPoint and ExcelPreferred qualifications, capabilities and skillsBachelor’s Degree preferred in a business-related discipline; MCB/JD is preferredAdditional FINRA Series 66 (63/65), 9/10 (4,24,53) preferredABOUT USJPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.We offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process.We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.JPMorgan Chase & Co. is an Equal Opportunity Employer, including Disability/VeteransABOUT THE TEAMJ.P. Morgan Asset & Wealth Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes through our global network of investment professionals. Wealth Management helps individuals, families and foundations take a more intentional approach to their wealth or finances to better define, focus and realize their goals.
